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John B Schaedel

CRD# 2833004·Registered 1997 - 2003
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John B Schaedel, who also goes by John Schaedel, was a registered financial advisor. John was a previously registered financial advisor and started their career in finance 1997 - 2003. John had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Schaedel

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
RIA
Orlando, FL
July 10, 2003 - October 3, 2003
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
August 28, 2002 - October 3, 2003
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
RIA
Orlando, FL
May 4, 2001 - September 5, 2002
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
May 4, 2001 - September 5, 2002
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
April 7, 1999 - May 10, 2001
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
January 10, 1997 - August 7, 1997

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Current Firm

AA
AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC. | OLDE DISCOUNT CORPORATION | OLDE & CO., INCORPORATED | H&R BLOCK FINANCIAL ADVISORS, INC.

CRD#: 5979 / SEC#: 8-16752
BD
Terminated by SEC on 02/01/2010

Contact Information

Established

Michigan since 12/10/1970

Firm Type

Corporation

Fiscal Year End

April

Documents

Direct owners and executive officers

NamePositionCRD#
AMPF HOLDING CORPORATIONSHAREHOLDER—
ANDREW, DAVID CRESWELLCHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT2984773
CLIFFORD, TIMOTHY JOHNVP, ENTERPRISE SCALE & TAX PARTNERING1061464
CRACCHIOLO, JAMES MICHAELDIRECTOR4251944
DOYLE, DAVID TIMOTHYVICE PRESIDENT, CHIEF COMPLIANCE OFFICER2552281
FILDES, LISA SUESECRETARY1596975
FROUDE, DONALD EPRESIDENT, CEO, DIRECTOR1002120
GESCHKE, DAVID EDWARDSVP, CHIEF OPERATING OFFICER, DIVISIONAL DIRECTOR, DIRECTOR1618774
MCASKIN, DAN MICHAELVICE PRESIDENT, DIRECTOR OF OPERATIONS, DIRECTOR1099566
O'CONNELL, PATRICK HUGHSVP, DIVISIONAL DIRECTOR2246285
SCHERMAN, JEFFREY JOSEPHCFO4338820
SMITH, ERNEST ROBERTVICE PRESIDENT2362379
SWEENEY, JOSEPH EDWARDDIRECTOR4668713
TOWNSEND, MICHAEL WILLIAMVP, DIVISIONAL DIRECTOR2244230

Disclosures

Regulatory Event

58

Arbitration

165

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1997About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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