Anthony R. Barchetto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Robert Barchetto was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1997. Anthony had worked at 10 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2015 - March 9, 2017
CBOE TRADING, INC.
April 12, 2011 - January 13, 2015
DE ROUTE
July 31, 2006 - April 5, 2011
LIQUIDNET, INC.
June 29, 2005 - July 28, 2006
LAVA TRADING, INC.
November 10, 2004 - July 11, 2005
CITIGROUP GLOBAL MARKETS INC.
October 20, 2003 - July 23, 2004
PUGLISI & CO.
December 16, 1999 - October 10, 2002
KNIGHT CAPITAL AMERICAS, L.P.
July 13, 1999 - December 2, 1999
HARRISDIRECT LLC
June 16, 1998 - June 30, 1999
HARRISDIRECT LLC
March 10, 1997 - October 17, 1997
ICAPITAL MARKETS LLC
January 23, 1997 - February 27, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/6/1999
Limited Representative-Equity Trader ExamCurrent Firm
CBOE TRADING, INC.
CRD#: 136734 / SEC#: , 8-67043
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CBOE SERVICES COMPANY | OWNER | |
| CHMIELEWSKI, COLE MICHAEL | PRESIDENT | 5740206 |
| GOODMAN, SYDNEY LINDEN | FINOP | 7092589 |
| ISAACSON, CHRISTOPHER ANDREW | DIRECTOR | 5015729 |
| SEXTON, JOHN PATRICK | SECRETARY | 7152089 |
| UPP, WILLIAM BRYAN | CHIEF COMPLIANCE OFFICER | 2976682 |
| WILKINSON, ALLEN LLOYD | VICE PRESIDENT | 7432624 |
| YEAZEL, TROY CHARLES | DIRECTOR | 5492474 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
