Lisa A. Broome
Professional summary
Lisa Anne Broome, CFP®, who also goes by Lisa Anne Schellhorn, is a registered financial advisor currently at GOAL QUEST ADVISORS, LLC located in Maple Glen, Pennsylvania.
Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Lisa has worked at 9 firms and has passed the Series 66, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Anne Broome's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2003
Experience
September 22, 2014 - Present
GOAL QUEST ADVISORS, LLC
May 7, 2013 - May 22, 2014
COSTELLO ASSET MANAGEMENT, INC.
February 9, 2011 - November 20, 2012
UNITED CAPITAL FINANCIAL ADVISORS
August 13, 2008 - April 20, 2009
SAGE FINANCIAL GROUP INC.
August 13, 2008 - April 20, 2009
DAS FINANCIAL SERVICES, INC.
May 12, 2004 - March 6, 2007
HORNOR, TOWNSEND & KENT, LLC
May 12, 2004 - March 6, 2007
HORNOR, TOWNSEND & KENT, LLC
March 26, 2002 - January 15, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 26, 2002 - January 15, 2004
OSAIC FA, INC.
June 12, 1997 - July 20, 2000
VALLEY FORGE ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/22/2014)
Exams
Series 55
Date: 12/1/1998
Limited Representative-Equity Trader ExamCurrent Firm
GOAL QUEST ADVISORS, LLC
CRD#: 159361 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 374 |
| AUM (Assets Under Management) | $ 97,668,580 |
Red Flags
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