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Thomas M. Lang

IMC EXECUTION SERVICES
Chicago, IL 60606
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CRD#: 2832704
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Professional summary


Thomas Michael Lang, who also goes by Thomas M Lang, Tomme Lang, is a registered financial professional currently at IMC EXECUTION SERVICES located in Chicago, Illinois.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2011. Thomas has worked at 3 firms and has passed the Series 3, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Thomas M Lang | Tomme Lang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Thomas Michael Lang's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 11, 2021 - Present

IMC EXECUTION SERVICES

Office #1: 233 S Wacker Drive #4300, Chicago, IL 60606
BD
CRD#: 301273
Chicago, IL
Past

January 19, 2012 - February 2, 2021

IMC FINANCIAL MARKETS

BD
CRD#: 104143
CHICAGO, IL
Past

May 26, 2011 - January 3, 2012

GROUP ONE TRADING LLC

BD
CRD#: 37484
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 3
Date: 8/11/2023
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IE
IMC EXECUTION SERVICES
IMC EXECUTION SERVICES | IMC EXECUTION SERVICES LLC

CRD#: 301273 / SEC#: , 8-70343

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
233 S Wacker Drive #4300, Chicago, IL 60606
Mailing Address
233 S Wacker Drive #4300, Chicago, IL 60606
Phone number
(312) 244-3369
Established
Illinois since 10/11/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
STOCKBRIDGE INC.MEMBER
DOWNEY, JASON EDWARDCHIEF COMPLIANCE OFFICER6080734
HOFFMAN, ADAM MICHAELCEO, COO5579229
NOWICKI, PAULFINOP, CFO, PFO, POO6097424

Red Flags


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Company Information


IMC EXECUTION SERVICES

CRD#: 301273Chicago, IL 60606

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