Robert J. Warren

BENJAMIN SECURITIES

PENSACOLA, FL 32502

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CRD#: 2832682

Professional summary

Robert Joseph Warren, who also goes by Bob Warren, is a registered financial professional currently at BENJAMIN SECURITIES, INC. located in Pensacola, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Warren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Joseph Warren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2017 - Present

BENJAMIN SECURITIES, INC.

Office #1: 3 West Garden Street Suite 407, Pensacola, FL 32502

RIA

CRD#: 7754

PENSACOLA, FL

Past

January 21, 2016 - May 1, 2017

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

SYOSSET, NY

Past

April 3, 2013 - January 15, 2016

BLACKBOOK CAPITAL, LLC

CRD#: 123234

New York, NY

Past

October 2, 2012 - April 3, 2013

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

LONDON,

Past

October 1, 2003 - October 12, 2012

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

January 8, 1997 - October 13, 2003

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

SYOSSET, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENJAMIN SECURITIES, INC.

BENJAMIN & FORGIONE CO., INC. | BENJAMIN SECURITIES, INC.

CRD#: 7754 / SEC#: 801-30987, 8-23518

RIA

Registered Investment Advisory firm - SEC (12/24/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(1/11/2022)

Georgia
(2/23/2021)

Michigan
(2/4/2019)

Nevada
(4/27/2020)

New York
(12/1/2017)

Ohio
(4/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BENJAMIN SECURITIES, INC.

BENJAMIN & FORGIONE CO., INC. | BENJAMIN SECURITIES, INC.

CRD#: 7754 / SEC#: 801-30987, 8-23518

RIA

Registered Investment Advisory firm - SEC (12/24/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

3 West Garden Street Suite 6, Albany, NY 12205

Mailing Address

3 West Garden Street Suite 407, Pensacola, FL 32502

Phone number

(516) 931-1090

Established

New York since 08/10/1977

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

SEC notice filing (4 States and Territories)

FINRA licenses (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE (9/29/2025)

Direct owners and executive officers

Name	Position	CRD#
BAKER GLOBAL ASSET MANAGEMENT, INC.	OWNER
BAKER, WILLIAM THOMAS	PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET	1804430
LAUNDRIE, THOMAS WILLIAM	VICE PRESIDENT/ ROSFP	1207021
STAMOVA, ILINA S	FINANCIAL OPERATIONS PRINCIPAL	5500851

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 33,609,905

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Warren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Joseph Warren's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETWORK 1 FINANCIAL SECURITIES INC.

BLACKBOOK CAPITAL, LLC

LAIDLAW & COMPANY (UK) LTD.

EKN FINANCIAL SERVICES INC.

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

BENJAMIN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/22/1997

SIE

Date: 10/1/2018

Series 7

Date: 1/7/1997

Series 24

Date: 5/26/2005

FINRA

Current Firm

BENJAMIN SECURITIES, INC.

Contact information

SEC notice filing (4 States and Territories)

FINRA licenses (33 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BENJAMIN SECURITIES, INC.

TRUST BUT VERIFY

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