FB
Fred L. Brandenburg
VALIC FINANCIAL ADVISORS
Salt Lake City, UT 84111
Some features on this profile are disabled
CRD#: 2832515
FB
Professional summary
Fred Leo Brandenburg is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Salt Lake City, Utah.
Fred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Fred has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Fred Leo Brandenburg's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Fred Leo Brandenburg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2003 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 420 East South Temple Suite 430, Salt Lake City, UT 84111Office #2: 13220 Metcalf Suite 360, Overland Park, KS 66213Office #3: 165 South Union Boulevard Suite 600, Lakewood, CO 80228Office #4: 3615 S.w. 29th Street Suite 206, Topeka, KS 66614RIA
BD
CRD#: 42803
Salt Lake City, UT
Current
October 13, 2000 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 420 East South Temple Suite 430, Salt Lake City, UT 84111Office #2: 13220 Metcalf Suite 360, Overland Park, KS 66213Office #3: 165 South Union Boulevard Suite 600, Lakewood, CO 80228Office #4: 3615 S.w. 29th Street Suite 206, Topeka, KS 66614RIA
BD
CRD#: 42803
Salt Lake City, UT
Past
October 13, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
February 21, 1997 - August 22, 1997
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/2011)
IAR
Alabama(8/8/2011)
RR
Alaska(10/7/2013)
IAR
Alaska(4/30/2021)
RR
Arizona(10/30/2008)
IAR
Arizona(4/23/2013)
RR
Arkansas(8/8/2011)
IAR
Arkansas(8/8/2011)
RR
California(8/8/2011)
IAR
California(8/8/2011)
RR
Colorado(8/8/2011)
IAR
Colorado(8/9/2011)
RR
Connecticut(10/7/2013)
IAR
Connecticut(10/18/2024)
RR
Delaware(10/7/2013)
RR
District of Columbia(5/14/2012)
IAR
District of Columbia(6/19/2012)
RR
Florida(8/8/2011)
IAR
Florida(8/9/2011)
RR
Georgia(8/8/2011)
IAR
Georgia(8/10/2011)
RR
Hawaii(10/7/2013)
IAR
Hawaii(3/5/2020)
RR
Idaho(5/3/2012)
IAR
Idaho(5/3/2012)
RR
Illinois(8/8/2011)
IAR
Illinois(8/8/2011)
RR
Indiana(8/8/2011)
IAR
Indiana(8/8/2011)
RR
Iowa(4/26/2011)
IAR
Iowa(4/27/2011)
RR
Kansas(10/20/2000)
IAR
Kansas(12/12/2005)
RR
Kentucky(8/8/2011)
IAR
Kentucky(8/8/2011)
RR
Louisiana(8/8/2011)
IAR
Louisiana(8/25/2011)
RR
Maine(10/7/2013)
IAR
Maine(10/31/2025)
RR
Maryland(5/3/2012)
IAR
Maryland(5/4/2012)
RR
Massachusetts(8/27/2013)
IAR
Massachusetts(9/3/2013)
RR
Michigan(9/23/2014)
IAR
Michigan(9/24/2014)
RR
Minnesota(8/8/2011)
IAR
Minnesota(12/6/2013)
RR
Mississippi(8/8/2011)
IAR
Mississippi(8/8/2011)
RR
Missouri(10/23/2000)
IAR
Missouri(10/30/2003)
RR
Montana(10/7/2013)
IAR
Montana(7/1/2019)
RR
Nebraska(4/26/2011)
IAR
Nebraska(5/5/2011)
RR
Nevada(10/7/2013)
IAR
Nevada(9/25/2014)
RR
New Hampshire(10/7/2013)
IAR
New Hampshire(11/4/2025)
RR
New Jersey(5/3/2012)
IAR
New Jersey(5/10/2012)
RR
New Mexico(8/8/2011)
IAR
New Mexico(8/8/2011)
RR
New York(8/18/2011)
IAR
New York(8/16/2021)
RR
North Carolina(8/8/2011)
IAR
North Carolina(8/9/2011)
RR
North Dakota(8/8/2011)
IAR
North Dakota(8/15/2011)
RR
Ohio(10/7/2013)
IAR
Ohio(9/23/2014)
RR
Oklahoma(8/8/2011)
IAR
Oklahoma(9/7/2011)
RR
Oregon(8/8/2011)
IAR
Oregon(8/8/2011)
RR
Pennsylvania(8/18/2011)
IAR
Pennsylvania(4/8/2013)
RR
Rhode Island(10/7/2013)
RR
South Carolina(10/7/2013)
IAR
South Carolina(1/24/2023)
RR
South Dakota(8/8/2011)
IAR
South Dakota(8/8/2011)
RR
Tennessee(7/15/2020)
RR
Texas(8/8/2011)
IAR
Texas(8/16/2011)
RR
Utah(9/23/2014)
IAR
Utah(9/23/2014)
RR
Vermont(10/7/2013)
RR
Virginia(5/3/2012)
IAR
Virginia(5/3/2012)
RR
Washington(8/8/2011)
IAR
Washington(8/9/2011)
RR
West Virginia(5/3/2012)
IAR
West Virginia(5/16/2012)
RR
Wisconsin(8/18/2011)
IAR
Wisconsin(4/5/2013)
RR
Wyoming(10/7/2013)
IAR
Wyoming(4/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Salt Lake City, UT 84111TRUST BUT VERIFY
Monitor Fred Brandenburg
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
