William H. Barnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William H Barnes, who also goes by William Henry Barnes, William Barnes, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2017 - October 7, 2019
RFS PARTNERS
April 12, 2013 - June 24, 2013
AGECROFT PARTNERS, LLC
August 10, 2010 - March 5, 2013
NEUBERGER BERMAN BD LLC
July 16, 2010 - March 5, 2013
NEUBERGER BERMAN BD LLC
September 5, 2008 - July 16, 2010
JANUS HENDERSON DISTRIBUTORS US LLC
January 10, 2005 - July 31, 2008
FORESIDE FUND SERVICES, LLC
July 27, 1998 - January 30, 2002
SCHRODER FUND ADVISORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
RFS PARTNERS
CRD#: 18119 / SEC#: , 8-36128
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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