Ali Feke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ali Feke, who also goes by Al Feke, was a registered financial advisor .
Ali is a previously registered financial advisor and started their career in finance in 1996. Ali had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2002 - October 17, 2002
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
June 14, 2002 - October 17, 2002
ASSOCIATED SECURITIES CORP.
January 24, 2001 - June 24, 2002
WELLS FARGO CLEARING SERVICES, LLC
August 1, 2000 - June 24, 2002
WELLS FARGO CLEARING SERVICES, LLC
September 22, 1997 - August 1, 2000
PAULSON INVESTMENT COMPANY LLC
December 12, 1996 - October 17, 1997
WALDRON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
