James A. Reyes
Professional summary
James Allen Reyes, who also goes by Jim Reyes, is a registered financial advisor currently at ALLEN JAMES FINANCIAL LLC located in San Marcos, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Allen Reyes's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2021 - Present
ALLEN JAMES FINANCIAL LLC
October 15, 2020 - January 3, 2022
FIRST ADVISORS NATIONAL, LLC
May 15, 2017 - December 6, 2020
JCG INVESTMENTS, LLC
July 29, 2010 - November 15, 2016
CROSSROADS CAPITAL MANAGEMENT, INC.
May 9, 2008 - April 5, 2010
HORTER INVESTMENT MANAGEMENT, LLC
September 4, 1997 - December 8, 1997
CAPSTONE INVESTMENTS
April 8, 1997 - July 29, 1997
FIRST ALLIED SECURITIES, INC.
January 20, 1997 - March 19, 1997
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/1/2021)
Exams
Current Firm
ALLEN JAMES FINANCIAL LLC
CRD#: 315518 / SEC#:
Contact information
Red Flags
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