Anthony Riccio
Professional summary
Anthony Riccio JR, who also goes by Anthony Riccio, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1997. Anthony has worked at 5 firms and has passed the Series 63, SIE, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Riccio JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 1996 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005Office #2: 40 Wall Street 42nd Floor New York, Ny, NY 10005February 26, 2008 - June 11, 2010
AMERIVEST PARTNERS, LLC
June 15, 2006 - May 16, 2007
AMERIVEST PARTNERS, LLC
October 10, 2002 - November 3, 2006
LABRANCHE FINANCIAL SERVICES, LLC
July 28, 1999 - October 4, 2000
LABRANCHE FINANCIAL SERVICES, LLC
May 6, 1998 - May 14, 1999
HAPOALIM SECURITIES USA, INC.
February 20, 1997 - February 20, 1998
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2012)
Exams
Series 25
Date: 3/9/2000
NYSE Trading Assistant ExaminationFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
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