DO
David C. Ortiz
Some features on this profile are disabled
CRD#: 2832023
DO
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Christopher Ortiz, CFP®, who also goes by David Ortiz, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
David Ortiz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Financial Chef-Investment Related-conducted at 20120 West Dixie Highway, Suite 21101 Miami, FL 33180. The nature of business-DBA for financial rep. my position-owner-the duties-financial rep. start date 2010, was the start of the relationship with the other business and 40 hours per week hours are devoted to the other business per week and 160 securities hours per month of hours are devoted to the other business during securities trading hours per month.
2.) Fixed Insurance-non investment related-conducted at 20120 West Dixie Highway, Suite 21101 Miami, FL 33180. The nature of business fixed insurance sales. my position- agent, my duties sales of fixed insurance. 1996, was the start of the relationship 40 hours devoted per month and securities 4 hours per week during securities trading hours.
3.) Financial Chef Asset Management LLC, Investment Related-conducted at 20120 West Dixie Highway, Suite 21101 Miami, FL 33180. The nature of business-Managing member and IAR-my position-owner, my duties managing member and IAR. Jan 2014, was the start of the relationship with the other business and 160 devoted to OBA per month and securities 40 hours per week devoted.
4) CPE Delivery, Non-Investment Related, Conducted from 20120 West Dixie Highway, Suite 21101 Miami, FL 33180. The nature of the Outside Business Activity (OBA) is Education, my position in the organization is Instructor, the duties of this position are providing a course that meets the requirements of CPA CPE credit in Florida. Nov 2015 is the start of the relationship with the other business and 2.5 hours are devoted to the other business per week and 1 hour is devoted to the other business during securities trading hours per month.
5) Uber Partner, Non-Investment Related, Conducted from 20120 West Dixie Highway, Suite 21101 Miami, FL 33180. The nature of the Outside Business Activity (OBA) is Driver, my position in the organization is Driving Uber Pool, the duties of this position are drive for Uber during rush hour and weekends. Dec 2015 is the start of the relationship with the other business and 5 hours are devoted to the other business per week and 0 hours are devoted to the other business during securities trading hours per month.
6) Affiliate Program for BombBomb, Non-Investment Related, Conducted from 20120 West Dixie Highway, Suite 21101 Miami, FL 33180. The nature of the Outside Business Activity (OBA) is referral program for software, my position in the organization is owner, the duties of this position are referring users ro software service in return for a 15% commission. 08/2016 is the start of the relationship with the other business and 2-5 hours are devoted to the other business per week and 0 hours are devoted to the other business during securities trading hours per month.
7) 401k Advice Instruction, Non-Investment Related, Conducted from 20120 West Dixie Highway, Suite 21101 Miami, FL 33180. The nature of the Outside Business Activity (OBA) is webinar, my position in the organization is instructor, the duties of this position are instructor for webinar teaching FA how to manage individual 401k accounts for a fee. 12/2016 is the start of the relationship with the other business and 2 hours are devoted to the other business per week and 0 hours are devoted to the other business during securities trading hours per month.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Past
August 14, 2014 - July 1, 2024
THE FINANCIAL CHEF
RIA
CRD#: 157496
LAKEWOOD RANCH, FL
Past
December 20, 2011 - February 13, 2019
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
MIAMI, FL
Past
November 15, 2011 - February 13, 2019
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
February 13, 2007 - November 18, 2011
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
CORAL GABLES, FL
Past
February 6, 2007 - November 18, 2011
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
CORAL GABLES, FL
Past
November 22, 2006 - February 6, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
FT LAUDERDALE, FL
Past
January 2, 1997 - November 27, 2006
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CORAL GABLES, FL
Past
December 18, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
December 18, 1996 - November 27, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CORAL GABLES, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
TF
THE FINANCIAL CHEF
FINANCIAL CHEF | TRUSTED ALLIANCE ASSET MANAGEMENT | THE FINANCIAL CHEF | INVESTACORP INC. - DAVID ORTIZ, REGISTERED REPRESENTATIVE, IAR, AND INSURANCE AGENT | HUMAN ROBO ADVISOR | FOOD AND FINANCE | FINANCIAL CHEF ASSET MANAGEMENT, LLC
CRD#: 157496 / SEC#:
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Contact information
Main Address
Lakewood Ranch, FL
Mailing Address
11161 E State Rd 70 Unit 110-644, Lakewood Ranch, FL 34211
Phone number
(305) 254-4455
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 18,430,288 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
