Michael A. Blair

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CRD#: 2831796

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Andrew Blair was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2009. Michael had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 24, 2009 - September 19, 2012

JEFFERIES EXECUTION SERVICES, INC.

CRD#: 867

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

JEFFERIES EXECUTION SERVICES, INC.

HELFANT GROUP, INC. | WAGENSELLER & DURST, INC. | W & D SECURITIES, INC. | JEFFERIES EXECUTION SERVICES, INC.

CRD#: 867 / SEC#: , 8-2671

Terminated by SEC on 01/19/2018

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Contact information

Main Address

Mailing Address

Phone number

Established

California since 10/31/1947

Firm type

Corporation

Fiscal year end

November

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
JEFFERIES GROUP LLC	SOLE MEMBER
GALVIN, KEVIN	CHIEF FINANCIAL OFFICER	2215587
NOONAN, JOHN JOSEPH	CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR	2757973
SMITH, TIMOTHY ARMSTRONG	CHIEF COMPLIANCE OFFICER	3059742

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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