Kevin W. Quigg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin William Quigg was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1997. Kevin had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2017 - March 22, 2019
QUASAR DISTRIBUTORS, LLC
June 30, 2006 - November 3, 2015
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
July 20, 2005 - May 25, 2006
BLACKROCK EXECUTION SERVICES
February 28, 2002 - June 15, 2005
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
July 26, 1999 - March 1, 2002
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
December 21, 1998 - July 16, 1999
FIDELITY BROKERAGE SERVICES LLC
May 18, 1998 - December 21, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
January 13, 1997 - April 17, 1998
EATON VANCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
