Robert J. Sweiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jamal Sweiss, who also goes by Robert J Sweiss, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2007 - July 27, 2007
COUNTRY TRUST BANK
May 29, 2007 - December 31, 2023
COUNTRY CAPITAL MANAGEMENT COMPANY
February 12, 2007 - May 21, 2007
MML INVESTORS SERVICES, LLC
August 2, 2005 - November 30, 2006
PARK AVENUE SECURITIES LLC
March 29, 2004 - April 1, 2005
MONY SECURITIES CORPORATION
September 8, 2003 - March 25, 2004
PRINCIPAL SECURITIES, INC.
July 9, 2003 - March 25, 2004
PRINCIPAL SECURITIES, INC.
June 5, 2002 - July 9, 2003
NYLIFE SECURITIES LLC
April 12, 2002 - May 7, 2002
WORLD GROUP SECURITIES, INC.
September 14, 1998 - April 12, 2002
WMA SECURITIES, INC.
January 7, 1997 - September 17, 1998
METROPOLITAN LIFE INSURANCE COMPANY
January 7, 1997 - September 17, 1998
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
