Michael Toporek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Toporek was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2011 - May 22, 2017
UNITED ADVISORS SERVICES, LLC
April 29, 2009 - July 15, 2010
PARTNERVEST ADVISORY SERVICES LLC
September 8, 2000 - June 11, 2002
COWEN AND COMPANY
April 19, 2000 - September 12, 2000
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
UNITED ADVISORS SERVICES, LLC
CRD#: 150080 / SEC#: 801-70104
Contact information
Red Flags
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