David R. Oase

CLOUT ADVISORS

Tucson, AZ 85730

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CRD#: 2831519

Professional summary

David Raymond Oase is a registered financial advisor currently at CLOUT INC. ADVISORS located in Tucson, Arizona.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DAVID OASE CPA PC/7802 E ESCALANTE RD TUSCON AZ, 85730/OWNER/SINCE 1992/CPA, TAX AND ACCOUNTING BUSINESS/TAX PREPERATION AND MANAGEMENT/30 HOURS A MONTH/3.OASE FINANCIAL SERVICES, LLC/ 7802 E ESCALANTE RD TUCSON, AZ 85730/OFFICER/INVESTMENT RELATED/ STARTED 7/16/2007/RIA PREPARING A REVIEW OF INVESTEMETNS AND RETIREMENT INCOME PROJECTION USING THIRD PARTY MONEY MANAGERS/DETERMIE CUSTOMER NEEDS & INVESTMENT PLAN/SETTING UP INCOME FOR RETIREES/5-10 HOURS PER MONTH/4.DAVID OASE/7802 E ESCALANTE RD, TUSCON AZ, 85730/OWNER/INVESTMENT RELATED/SINCE 1998/INSURANCE LIFE AND FIXED ANNUITY/SALES OF FIXED ANNUITY, SPIA AND FIA SLAES OF LIFE INSURANCE/1 HOUR A MONTH 2. owns Cherokee Cabanas, Cherokee Air Park, Ryan Development and Air ventures, Orion which will lease 100+ hangars to airplane owners at Ryan Field near Tucson.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2019 - Present

CLOUT INC. ADVISORS

Office #1: 7802 E Escalante Rd, Tucson, AZ 85730

RIA

CRD#: 153396

Tucson, AZ

Past

January 2, 2007 - December 31, 2023

OASE FINANCIAL SERVICES, LLC

RIA

CRD#: 142434

TUCSON, AZ

Past

August 1, 2006 - July 1, 2008

WORKMAN SECURITIES CORPORATION

CRD#: 31898

TUCSON, AZ

Past

November 2, 2005 - August 1, 2006

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

TUCSON, AZ

Past

October 31, 2005 - November 7, 2005

OSAIC SERVICES, INC.

CRD#: 133763

TUCSON, AZ

Past

January 24, 2001 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 15, 1998 - October 17, 2000

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

January 23, 1997 - October 21, 1998

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/17/1999

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/8/1998

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/21/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLOUT INC. ADVISORS

CLOUT INC. ADVISERS | CLOUT INC. ADVISORS

CRD#: 153396 / SEC#:

Arizona

Registered Investment Advisory firm - (8/31/2010 Approved)

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Contact information

Main Address

4890 E Scarlett St, Tucson, AZ 85711

Mailing Address

4890 E. Scarlett, Tucson, AZ 85711

Phone number

(520) 745-0755

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 8,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Oase

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Raymond Oase's CRS (Customer Relationship Summary).

Certified licenses

Experience

OASE FINANCIAL SERVICES, LLC

WORKMAN SECURITIES CORPORATION

SYNERGY INVESTMENT GROUP, LLC

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2006

Series 63

Date: 1/21/1997

Series 7

Date: 11/17/1999

Series 22

Date: 1/8/1998

Series 6

Date: 1/21/1997

Current Firm

CLOUT INC. ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLOUT INC. ADVISORS

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