Dana A. Millington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Ann Millington, CFP®, who also goes by Dana Ann Hanson, Dana Hanson, Dana Ann Millington, was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 1997. Dana had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1995
Experience
April 25, 2000 - October 10, 2024
RZH ADVISORS LLC
March 1, 2000 - May 28, 2010
COMMONWEALTH FINANCIAL NETWORK
January 1, 1997 - May 28, 2010
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
RZH ADVISORS LLC
CRD#: 125696 / SEC#: 801-71454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RZH ADVISORS LLC
CRD#: 125696 / SEC#: 801-71454
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,698 |
| AUM (Assets Under Management) | $ 2,448,559,106 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2025 | ||
| 10/22/2025 | ||
| 11/13/2024 | ||
| 10/04/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
