Laura A. Novak

WEIK CAPITAL MANAGEMENT

Wyomissing, PA 19610-1068

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CRD#: 2831444

Professional summary

Laura Ann Novak, who also goes by Laura Ann Bentz, is a registered financial advisor currently at WEIK CAPITAL MANAGEMENT located in Wyomissing, Pennsylvania.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Laura has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Ann Bentz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ann Novak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2021 - Present

WEIK CAPITAL MANAGEMENT

Office #1: 18 Commerce Drive, Wyomissing, PA 19610-1068

RIA

CRD#: 107068

Wyomissing, PA

Past

May 28, 2015 - February 11, 2016

COASTAL CAPITAL MANAGEMENT LLC

RIA

CRD#: 173999

SKANEATELES, NY

Past

March 15, 2001 - July 19, 2013

WEIK CAPITAL MANAGEMENT

RIA

CRD#: 107068

WYOMISSING, PA

Past

October 15, 1998 - October 21, 1998

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

January 13, 1997 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEIK CAPITAL MANAGEMENT

WEIK CAPITAL MANAGEMENT | WEIK INVESTMENT SERVICES, INC. | WEIK INVESTMENT SERVICES, INC | WEIK CAPITAL MANAGEMENT, INC

CRD#: 107068 / SEC#: 801-30452

RIA

Registered Investment Advisory firm - (9/17/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/10/1997

General Securities Representative Examination

Current Firm

WEIK CAPITAL MANAGEMENT

WEIK CAPITAL MANAGEMENT | WEIK INVESTMENT SERVICES, INC. | WEIK INVESTMENT SERVICES, INC | WEIK CAPITAL MANAGEMENT, INC

CRD#: 107068 / SEC#: 801-30452

RIA

Registered Investment Advisory firm - (9/17/1987 Approved)

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Contact information

Main Address

18 Commerce Drive, Wyomissing, PA 19610-1068

Mailing Address

Phone number

(610) 376-2240

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 03-28-2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	182
AUM (Assets Under Management)	$ 305,219,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura A. Novak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ann Novak's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEIK CAPITAL MANAGEMENT

COASTAL CAPITAL MANAGEMENT LLC

WEIK CAPITAL MANAGEMENT

VANGUARD MARKETING CORPORATION

KEOGLER, MORGAN & COMPANY, INC.

Primary Firm SEC Registration

WEIK CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2021

Series 7

Date: 1/10/1997

Current Firm

WEIK CAPITAL MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEIK CAPITAL MANAGEMENT

TRUST BUT VERIFY

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