Howard S. Haber

APOLLO WEALTH MANAGEMENT, LTD.

Kailua, HI

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CRD#: 2831403

Professional summary

Howard Saul Haber, CFP®, who also goes by Howard Haber, is a registered financial advisor currently at APOLLO WEALTH MANAGEMENT, LTD. located in Kailua, Hawaii.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Howard has worked at 1 firm and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Howard Haber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Saul Haber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

November 22, 2005 - Present

APOLLO WEALTH MANAGEMENT, LTD.

RIA

CRD#: 136803

Kailua, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(11/17/2021)

IAR

Pennsylvania
(11/22/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/20/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

APOLLO WEALTH MANAGEMENT, LTD.

CRD#: 136803 / SEC#:

Hawaii

Registered Investment Advisory firm - (3/5/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (12/9/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/22/2005 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Honolulu, HI

Mailing Address

Phone number

(610) 715-2881

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	104
AUM (Assets Under Management)	$ 64,624,738

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Howard S. Haber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Saul Haber's CRS (Customer Relationship Summary).

Certified licenses

Experience

APOLLO WEALTH MANAGEMENT, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1996

Series 63

Date: 11/20/1996

Series 6

Date: 1/20/1997

Current Firm

APOLLO WEALTH MANAGEMENT, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

APOLLO WEALTH MANAGEMENT, LTD.

TRUST BUT VERIFY

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