Steven D. Teselle

DORATO CAPITAL MANAGEMENT

DENVER, CO

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CRD#: 2831330

Professional summary

Steven David Teselle, CFA, CFP® is a registered financial advisor currently at DORATO CAPITAL MANAGEMENT located in Denver, Colorado.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Steven has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven David Teselle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

March 20, 2000 - Present

DORATO CAPITAL MANAGEMENT

RIA

CRD#: 110097

DENVER, CO

Past

January 1, 1997 - January 5, 2000

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DORATO CAPITAL MANAGEMENT

DORATO CAPITAL MANAGEMENT | DORATO CAPITAL MANAGEMENT, LLC

CRD#: 110097 / SEC#: 801-135310

RIA

Registered Investment Advisory firm - (2/10/2026 Approved)

California

Registered Investment Advisory firm - (2/13/2026 Termination Requested)

Colorado

Registered Investment Advisory firm - (2/21/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/1/2000)

IAR

Colorado
(3/20/2000)

IAR

Texas
(2/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 12/24/1996

General Securities Representative Examination

Current Firm

DORATO CAPITAL MANAGEMENT

DORATO CAPITAL MANAGEMENT | DORATO CAPITAL MANAGEMENT, LLC

CRD#: 110097 / SEC#: 801-135310

RIA

Registered Investment Advisory firm - (2/10/2026 Approved)

California

Registered Investment Advisory firm - (2/13/2026 Termination Requested)

Colorado

Registered Investment Advisory firm - (2/21/2026 Terminated)

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(303) 733-4999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLAIN LANGUAGE ADV 2026 (1/10/2026)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 138,742,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven D. Teselle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven David Teselle's CRS (Customer Relationship Summary).

Certified licenses

Experience

DORATO CAPITAL MANAGEMENT

ICON DISTRIBUTORS, INC.

Primary Firm SEC Registration

DORATO CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 7

Date: 12/24/1996

Current Firm

DORATO CAPITAL MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DORATO CAPITAL MANAGEMENT

TRUST BUT VERIFY

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