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Adam Chamroeurn Heng

CRD# 2831137·Registered 1997 - 2005
Barred: Adam Chamroeurn Heng was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Adam Chamroeurn Heng, who also goes by Chamroeun Adam Heng, Chamroeurn Adam Heng, was a registered financial advisor. Adam was a previously registered financial professional and started their career in finance 1997 - 2005. Adam had worked at 11 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chamroeun Adam Heng, Chamroeurn Adam Heng

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

PRESTIGE FINANCIAL CENTER, INC.·CRD# 30407
BD
New York, NY
February 9, 2005 - May 4, 2005
CARLTON CAPITAL INC.·CRD# 42533
BD
New York, NY
September 9, 2004 - February 7, 2005
CLARK STREET CAPITAL, INC.·CRD# 38304
BD
Levittown, NY
November 4, 2003 - July 23, 2004
BERRY-SHINO SECURITIES, INC.·CRD# 38098
BD
Scottsdale, AZ
February 7, 2003 - November 4, 2003
LEGEND MERCHANT GROUP, INC.·CRD# 5155
BD
New York, NY
November 14, 2002 - February 7, 2003
THE THORNWATER COMPANY, L.P.·CRD# 36195
BD
New York, NY
August 13, 2002 - December 6, 2002
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
May 10, 2002 - October 22, 2002
BERRY-SHINO SECURITIES, INC.·CRD# 38098
BD
Scottsdale, AZ
March 21, 2001 - August 1, 2001
MERIT CAPITAL ASSOCIATES, INC.·CRD# 30576
BD
Westport, CT
August 30, 2000 - December 22, 2000
FIRST SECURITY INVESTMENTS, INC.·CRD# 24035
BD
Kingston, PA
May 28, 1999 - May 12, 2000
MILLENNIUM SECURITIES CORP.·CRD# 31695
BD
New York, NY
August 10, 1998 - June 24, 1999
DALTON KENT SECURITIES GROUP, INC.·CRD# 38813
BD
New York, NY
September 18, 1997 - March 10, 1998

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Current Firm

PF
PRESTIGE FINANCIAL CENTER, INC.

PRESTIGE FINANCIAL CENTER, INC. | PRESTIGE STATUS, INC.

CRD#: 30407 / SEC#: 8-44919
BD
Cancelled by SEC on 10/26/2011

Contact Information

Established

New York since 04/28/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KT PRESTIGE, LLCOWNER—
KIRSHBAUM, LAWRENCE GARYPRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/CCO270856

Disclosures

Regulatory Event

10

Arbitration

7

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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