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CS

Christopher E. Shufeldt

ABRAHAM SECURITIES
GIG HARBOR, WA 98335
Some features on this profile are disabled
CRD#: 2831033
CS

Professional summary

Christopher Eugene Shufeldt, who also goes by Chris Shufeldt, is a registered financial professional currently at ABRAHAM SECURITIES CORPORATION located in Gig Harbor, Washington.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 12 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Shufeldt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NEO-MED Corp, LLC, sales of nutritional supplements. Zero time spent during trading hours. Not securities related.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Eugene Shufeldt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2024 - Present

ABRAHAM SECURITIES CORPORATION

Office #1: 3724 47th Street Ct, Gig Harbor, WA 98335
BD
CRD#: 13498
GIG HARBOR, WA
Past

October 20, 2022 - July 5, 2023

SCOTTSDALE CAPITAL ADVISORS CORP

RIA
CRD#: 118786
Orlando, FL
Past

August 20, 2021 - July 5, 2023

SCOTTSDALE CAPITAL ADVISORS CORP

BD
CRD#: 118786
Orlando, FL
Past

November 7, 2019 - January 24, 2020

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SADDLE BROOK, NJ
Past

July 17, 2019 - August 21, 2019

IBN FINANCIAL SERVICES, INC.

RIA
CRD#: 42360
New York, NY
Past

May 15, 2019 - August 21, 2019

IBN FINANCIAL SERVICES, INC.

BD
CRD#: 42360
LIVERPOOL, NY
Past

December 9, 2017 - May 31, 2018

UNIVEST SECURITIES, LLC

BD
CRD#: 36105
NEW YORK, NY
Past

October 17, 2016 - November 28, 2016

ZIV INVESTMENT COMPANY

BD
CRD#: 4316
CHICAGO, IL
Past

February 5, 2015 - November 6, 2015

PICKWICK CAPITAL PARTNERS, LLC

BD
CRD#: 130672
WHITE PLAINS, NY
Past

March 7, 2011 - June 30, 2014

CAPITAL PATH SECURITIES, LLC

BD
CRD#: 104363
SCRANTON, PA
Past

January 4, 2010 - March 7, 2011

HUDSON VALLEY CAPITAL MANAGEMENT

BD
CRD#: 24162
CROTON ON HUDSON, NY
Past

January 9, 2009 - December 31, 2009

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
CROTON-ON-HUDSON, NY
Past

October 25, 2002 - December 31, 2008

KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.

BD
CRD#: 2438
CROTON-ON-HUDSON, NY
Past

January 22, 1999 - November 20, 2002

TRAUTMAN WASSERMAN & COMPANY, INC.

BD
CRD#: 33007
NEW YORK, NY
Past

December 24, 1996 - July 15, 1998

TRAUTMAN WASSERMAN & COMPANY, INC.

BD
CRD#: 33007
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/23/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/25/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/29/2001
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 5/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 6/21/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/26/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ABRAHAM SECURITIES CORPORATION
ABRAHAM & CO., INC. | ABRAHAM SECURITIES CORPORATION

CRD#: 13498 / SEC#: , 8-29452

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
3724 47th Street Ct, Gig Harbor, WA 98335
Mailing Address
3724 47th Street Ct, Gig Harbor, WA 98335
Phone number
(253) 851-7486
Established
Washington since 07/29/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ABRAHAM & CO., INC.PARENT COMPANY299085
ABRAHAM, KYE AUBREYPRESIDENT872944
BUSACCA, JOHN BRIAN IIICCO2302780
PINOU, THOMAS GEORGEFINOP1206949

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABRAHAM SECURITIES CORPORATION

CRD#: 13498Gig Harbor, WA 98335

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