Scott D. Sorum

LIFE WISE PLANNING GROUP LLC

SCOTTSDALE, AZ 85255

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CRD#: 2830862

Professional summary

Scott David Sorum, who also goes by Scott David Sorum Mr, is a registered financial advisor currently at LIFE WISE PLANNING GROUP LLC located in Scottsdale, Arizona.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott David Sorum Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)The Master Planning Group, Inc.; INVESTMENT RELATED; 14500 N NORTHSIGHT BLVD STE 101 SCOTTSDALE, AZ 85260; INSURANCE SALES; AGENT; 09/2004 TO PRESENT; 160 HRS PER MONTH; SALE OF LIFE, HEALTH, DISABILITY AND LONG TERM CARE PRODUCTS, EQUITY INDEXED ANNUITIES. 2) Child's Wish Ministry; Not Investment Related; Scottsdale, AZ; Non-profit ministry; Board Member; Start date 01/2018. 3) LifeWise Planning Group, LLC; Investment related; Scottsdale, AZ; President/Managing Member/CCO/IAR; 40% of business hours per month spent; Started 07/2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Sorum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2023 - Present

LIFE WISE PLANNING GROUP LLC

Office #1: 8700 East Vista Bonita Drive Suite 216, Scottsdale, AZ 85255

RIA

CRD#: 327236

SCOTTSDALE, AZ

Past

May 30, 2014 - July 19, 2017

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

SCOTTSDALE, AZ

Past

May 11, 2011 - April 26, 2024

PREMIER SOUTHWEST PLANNING GROUP, LLC

RIA

CRD#: 132868

Scottsdale, AZ

Past

November 19, 2004 - December 31, 2011

THE MASTER PLANNING GROUP, INC.

RIA

CRD#: 132922

SCOTTSDALE, AZ

Past

July 13, 2004 - January 24, 2007

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

PHOENIX, AZ

Past

July 13, 2004 - July 19, 2017

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

SCOTTSDALE, AZ

Past

March 9, 2001 - July 21, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

January 1, 1997 - March 7, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/19/2023)

IAR

Wisconsin
(8/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/30/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/30/2010

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LIFE WISE PLANNING GROUP LLC

CRD#: 327236 / SEC#:

Arizona

Registered Investment Advisory firm - (7/19/2023 Approved)

Wisconsin

Registered Investment Advisory firm - (8/2/2023 Approved)

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Contact information

Main Address

8700 East Vista Bonita Drive Suite 216, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 661-4071

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	287
AUM (Assets Under Management)	$ 52,070,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott D. Sorum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Sorum's CRS (Customer Relationship Summary).

Certified licenses

Experience

ON INVESTMENT MANAGEMENT CO

PREMIER SOUTHWEST PLANNING GROUP, LLC

THE MASTER PLANNING GROUP, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

PARK AVENUE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2004

Series 63

Date: 7/2/2001

SIE

Date: 7/19/2017

Series 6

Date: 12/30/1996

Series 26

Date: 6/30/2010

Current Firm

LIFE WISE PLANNING GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIFE WISE PLANNING GROUP LLC

TRUST BUT VERIFY

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