Rosalba Ragusa
Professional summary
Rosalba Ragusa, who also goes by Rosalba Simone, is a registered financial professional currently at AEC TRANSACTION SERVICES LLC located in New York, New York.
Rosalba is registered as a RR (Registered Representative) and started their career in finance in 2012. Rosalba has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rosalba Ragusa's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2024 - Present
AEC TRANSACTION SERVICES LLC
Office #1: 28 West 44th Street Suite 815, New York, NY 10036March 28, 2012 - June 17, 2024
KBC SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2024)
Exams
Series 79TO
Date: 8/20/2025
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
AEC TRANSACTION SERVICES LLC
CRD#: 327839 / SEC#: , 8-71142
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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