Earle D. Mcmaster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Earle David Mcmaster was a registered financial professional .
Earle is a previously registered financial professional and started their career in finance in 2001. Earle had worked at 6 firms and has passed the Series 63, SIE and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2015 - May 7, 2015
EDGECREST CAPITAL (USA) INC.
October 30, 2013 - August 11, 2014
JENNINGS CAPITAL (USA) INC.
December 1, 2011 - October 25, 2013
EDGECREST CAPITAL (USA) INC.
June 17, 2010 - November 30, 2011
JENNINGS CAPITAL (USA) INC.
October 10, 2008 - July 2, 2010
THOMAS WEISEL PARTNERS LLC
January 25, 2005 - October 10, 2008
THOMAS WEISEL PARTNERS (USA) INC.
April 17, 2003 - September 14, 2004
BLV SECURITIES
November 26, 2001 - February 27, 2003
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 38
Date: 11/23/2001
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
EDGECREST CAPITAL (USA) INC.
CRD#: 153978 / SEC#: , 8-68600
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
