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Earle David Mcmaster

CRD# 2830381·Registered 2001 - 2015
Previously Registered: Being a previously registered professional could mean that Earle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Earle David Mcmaster was a registered financial advisor. Earle was a previously registered financial professional and started their career in finance 2001 - 2015. Earle had worked at 6 firms and has passed the Series 63, SIE and Series 38 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

EDGECREST CAPITAL (USA) INC.·CRD# 153978
BD
Toronto Ontario
February 19, 2015 - May 7, 2015
JENNINGS CAPITAL (USA) INC.·CRD# 141191
BD
Calgary Ab
October 30, 2013 - August 11, 2014
EDGECREST CAPITAL (USA) INC.·CRD# 153978
BD
Toronto Ontario
December 1, 2011 - October 25, 2013
JENNINGS CAPITAL (USA) INC.·CRD# 141191
BD
Toronto, Ontario
June 17, 2010 - November 30, 2011
THOMAS WEISEL PARTNERS LLC·CRD# 46237
BD
Toronto, Ontario
October 10, 2008 - July 2, 2010
THOMAS WEISEL PARTNERS (USA) INC.·CRD# 129395
BD
Toronto, Ontario
January 25, 2005 - October 10, 2008
LOEWEN SECURITIES·CRD# 35205
BD
Oradell, NJ
April 17, 2003 - September 14, 2004
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.·CRD# 38108
BD
Toronto, Ontario
November 26, 2001 - February 27, 2003

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Current Firm

EC
EDGECREST CAPITAL (USA) INC.

EDGECREST CAPITAL (USA) INC. | SCS (USA) INC. | SCS (USA) INC

CRD#: 153978 / SEC#: 8-68600
BD
Terminated by SEC on 07/06/2015

Contact Information

Established

Delaware since 04/28/2010

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
EDGECREST CAPITAL CORPORATIONSOLE SHAREHOLDER—
BEYLEVELDT, CONRAD ROBERTCFO5215174
BRIANT, THOMAS WILLIAM BENNETTSPRESIDENT, CCO AND DIRECTOR4350840

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2015About the SIE exam

Series 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)

Passed Nov 2001

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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