Robert P. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Miller, CFP®, who also goes by Robert P Miller, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
April 9, 2014 - November 8, 2019
SEACURE ADVISORS LLC
April 2, 2012 - October 17, 2013
LPL FINANCIAL LLC
March 18, 2009 - July 25, 2014
PEGAESUS ADVISORS
August 11, 2004 - December 31, 2011
PEGAESUS ADVISORS
February 26, 2000 - December 31, 2004
LEXINGTON ADVISORS
January 27, 1998 - February 24, 2000
OSAIC FS, INC.
January 30, 1997 - October 3, 1997
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEACURE ADVISORS LLC
CRD#: 170079 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
