Allen P. Braunbeck

KINGDOM FINANCIAL GROUP

Peoria, AZ 85381

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CRD#: 2829947

Professional summary

Allen Paul Braunbeck, who also goes by Allen P Braunbeck, Allen Paul Braunbeck, is a registered financial advisor currently at KINGDOM FINANCIAL GROUP, LLC located in Peoria, Arizona.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Allen has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allen P Braunbeck | Allen Paul Braunbeck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Paul Braunbeck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2026 - Present

KINGDOM FINANCIAL GROUP, LLC

Office #1: 14155 N. 83 Ave #144, Peoria, AZ 85381

RIA

CRD#: 155676

Peoria, AZ

Past

February 2, 2026 - February 25, 2026

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

January 30, 2026 - February 25, 2026

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Past

September 5, 2023 - January 6, 2026

MORGAN STANLEY

RIA

CRD#: 149777

GILBERT, AZ

Past

April 3, 2023 - January 6, 2026

MORGAN STANLEY

CRD#: 149777

GILBERT, AZ

Past

May 26, 2021 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Gilbert, AZ

Past

May 24, 2021 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

Gilbert, AZ

Past

February 27, 2018 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

PHOENIX, AZ

Past

February 26, 2018 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

PHOENIX, AZ

Past

February 26, 2018 - January 11, 2021

TD AMERITRADE, INC.

CRD#: 7870

PHOENIX, AZ

Past

August 9, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

November 14, 2007 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

PHOENIX, AZ

Past

April 17, 2007 - November 12, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PEORIA, AZ

Past

August 7, 2006 - February 14, 2007

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

PHOENIX, AZ

Past

June 23, 2006 - July 20, 2006

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

June 24, 1998 - April 27, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGDOM FINANCIAL GROUP, LLC

CRD#: 155676 / SEC#: 801-113161

RIA

Registered Investment Advisory firm - (7/2/2018 Approved)

Arizona

Registered Investment Advisory firm - (7/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/24/2010

General Securities Principal Examination

Current Firm

KINGDOM FINANCIAL GROUP, LLC

CRD#: 155676 / SEC#: 801-113161

RIA

Registered Investment Advisory firm - (7/2/2018 Approved)

Arizona

Registered Investment Advisory firm - (7/5/2018 Terminated)

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Contact information

Main Address

14155 N. 83 Ave #144, Peoria, AZ 85381

Mailing Address

Phone number

(623) 974-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KINGDOM PART 2A BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	2,954
AUM (Assets Under Management)	$ 340,595,756

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Allen P. Braunbeck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Paul Braunbeck's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGDOM FINANCIAL GROUP, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

CHASE INVESTMENT SERVICES CORP.

USAA INVESTMENT SERVICES COMPANY

VANGUARD MARKETING CORPORATION

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

KINGDOM FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2017

Series 63

Date: 6/23/1998

SIE

Date: 10/1/2018

Series 7

Date: 6/13/1998

Series 24

Date: 7/24/2010

Current Firm

KINGDOM FINANCIAL GROUP, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGDOM FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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