Kelly J. Weaver
Professional summary
Kelly Jean Weaver, who also goes by Kelly Jean Kline, Kelly Weaver, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Lancaster, Pennsylvania.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 1996. Kelly has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Jean Weaver's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2015 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 108 Foxshire Drive Suite 2, Lancaster, PA 17601June 1, 2015 - June 17, 2015
OSAIC INSTITUTIONS, INC.
October 10, 2014 - May 29, 2015
CETERA WEALTH SERVICES, LLC
May 3, 1999 - February 14, 2000
PARK AVENUE SECURITIES LLC
December 5, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2015)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J.W. COLE FINANCIAL, INC.
CRD#: 124583Lancaster, PA 17601TRUST BUT VERIFY
Monitor Kelly Weaver
Get automatic monthly alerts on:
