Timothy Kirkpatrick Whipple
CFP®, CPWA®Professional Summary
Timothy Kirkpatrick Whipple, CFP®, CPWA®, who also goes by Tim K Whipple, is a registered financial advisor currently at DIVERSIFY WEALTH MANAGEMENT, LLC located in Orem, Utah and DFPG INVESTMENTS, LLC located in Orem, Utah. Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Timothy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim K Whipple
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
CALIBER WEALTH MANAGEMENT, LLC | PERSPECTIVE FINANCIAL SERVICES | LJCOOPER WEALTH ADVISORS | KEY ADVISORS WEALTH MANAGEMENT | FIRSTPURPOSE WEALTH LLC | DIVERSIFY WEALTH MANAGEMENT, LLC
Contact Information
Main Address
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095Phone Number
(801) 838-9999# of Employees
95SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
17,903AUM (Assets Under Management)
$4,108,276,355Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/09/2026 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CALIBER WEALTH MANAGEMENT, LLC | PERSPECTIVE FINANCIAL SERVICES | LJCOOPER WEALTH ADVISORS | KEY ADVISORS WEALTH MANAGEMENT | FIRSTPURPOSE WEALTH LLC | DIVERSIFY WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(3/25/2024)
(1/3/2012)
(8/21/2013)
(7/26/2016)
(1/15/2015)
(11/29/2022)
(10/23/2019)
(8/27/2020)
(2/26/2026)
(7/14/2016)
(3/8/2021)
(12/11/2025)
(2/10/2025)
(9/14/2018)
(7/26/2016)
(1/29/2020)
(4/2/2025)
(3/22/2021)
(5/15/2025)
(4/16/2019)
(1/14/2020)
(2/7/2025)
(10/11/2011)
(3/5/2024)
(4/14/2021)
(1/6/2015)
(7/9/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1997About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 1997About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Timothy Kirkpatrick Whipple's CRS (Customer Relationship Summary).
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