David J. Pilaitis

UNITED CAPITAL FINANCIAL ADVISORS

IRVING, TX 75062

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CRD#: 2829596

Professional summary

David Joseph Pilaitis, AIF®, CFP®, who also goes by David J Pilaitis, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Irving, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David J Pilaitis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Pilaitis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

November 26, 2025 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 125 E John Carpenter Frwy Ste 1300, Irving, TX 75062Office #3: 33 Rock Hill Rd Ste 300, Bala Cynwyd, PA 19004

RIA

CRD#: 134600

IRVING, TX

Past

December 26, 2024 - January 2, 2025

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

BALA CYNWYD, PA

Past

July 15, 2024 - March 3, 2025

THE INVESTMENT CENTER, INC.

CRD#: 17839

BALA CYNWYD, PA

Past

May 16, 2016 - December 4, 2025

APEXIUM FINANCIAL LP

RIA

CRD#: 283726

West Deptford, NJ

Past

March 13, 2009 - December 31, 2016

CITRIN COOPERMAN WEALTH MANAGEMENT, LP

RIA

CRD#: 146374

NEW YORK, NY

Past

December 6, 2007 - December 31, 2008

YMSR ADVISORS, INC.

RIA

CRD#: 121636

PHILADELPHIA, PA

Past

April 6, 2006 - March 12, 2007

MYCIO WEALTH PARTNERS, LLC

RIA

CRD#: 134436

PHILADELPHIA, PA

Past

June 15, 2000 - September 24, 2003

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

March 29, 2000 - September 15, 2003

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

June 30, 1997 - April 5, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 30, 1997 - April 5, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/28/2025)

IAR

Pennsylvania
(11/26/2025)

IAR

Texas
(11/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 7/15/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 6/21/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/1997

General Securities Representative Examination

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David J. Pilaitis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Pilaitis's CRS (Customer Relationship Summary).

Certified licenses

Experience

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

APEXIUM FINANCIAL LP

CITRIN COOPERMAN WEALTH MANAGEMENT, LP

YMSR ADVISORS, INC.

MYCIO WEALTH PARTNERS, LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2000

Series 63

Date: 7/21/1997

Series 6TO

Date: 7/15/2024

SIE

Date: 6/21/2024

Series 7

Date: 6/27/1997

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

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