Eric A. Bicknese

NPA ASSET MANAGEMENT

Fair Lawn, NJ 07410

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CRD#: 2829451

Professional summary

Eric Arthur Bicknese is a registered financial advisor currently at NPA ASSET MANAGEMENT, LLC located in Fair Lawn, New Jersey and NATIONWIDE PLANNING ASSOCIATES INC. located in Johns Island, South Carolina.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Eric has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) East Coast Sailing Specialists, LLC (LLC for Limited Liability for held assets only), NON INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS. 2) ERIC BICKNESE, REAL ESTATE SALES, SALESPERSON, START DATE 5/29/12, REFER CLIENTS TO BROKERS WHO WILL FIND PROPERTIES. ACT AS POINT OF CONTACT FOR CLIENT AND BROKER. 10 HRS/MONTH. 5 HRS DURING TRADING HOURS. 3)DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA) AND NATIONWIDE PLANNING ASSOCIATES, INC (AFFILIATED B/D), 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ 07410. INVESTMENT RELATED, START DATE 5/17/2010. 4) INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Arthur Bicknese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2018 - Present

NPA ASSET MANAGEMENT, LLC

Office #1: 32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410

RIA

CRD#: 131534

Fair Lawn, NJ

Current

May 17, 2010 - Present

NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029

Johns Island, SC

Past

May 17, 2010 - December 31, 2017

NPA ASSET MANAGEMENT, LLC

RIA

CRD#: 131534

NEW YORK, NY

Past

July 31, 2007 - June 9, 2010

REGAL ADVISORY SERVICES, INC.

RIA

CRD#: 123842

GLENVIEW, IL

Past

July 2, 2007 - June 9, 2010

REGAL SECURITIES, INC.

CRD#: 7297

GLENVIEW, IL

Past

April 5, 2004 - July 3, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

CENTRAL VALLEY, NY

Past

November 19, 2002 - July 3, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

CENTRAL VALLEY, NY

Past

November 14, 2000 - November 18, 2002

NEW WORLD FINANCIAL, INC.

CRD#: 47747

MARBELLA,

Past

January 26, 2000 - December 31, 2000

PACIFIC CONTINENTAL SECURITIES CORPORATION

CRD#: 2398

BEVERLY HILLS, CA

Past

October 12, 1999 - February 23, 2000

FIRST LIBERTY INVESTMENT GROUP, INC.

CRD#: 3536

PHILADELPHIA, PA

Past

June 9, 1998 - October 29, 1999

PACIFIC CONTINENTAL SECURITIES CORPORATION

CRD#: 2398

BEVERLY HILLS, CA

Past

January 21, 1998 - June 26, 1998

THE CAMELOT GROUP, INC.

CRD#: 31091

FT LAUDERDALE, FL

Past

November 11, 1997 - February 25, 1998

DANALLEN INVESTMENT GROUP INC.

CRD#: 38968

ASTORIA, NY

Past

June 30, 1997 - November 13, 1997

MORGAN GRANT CAPITAL CORP.

CRD#: 28595

GARDEN CITY, NY

Past

December 24, 1996 - July 15, 1997

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/20/2017)

California
(5/17/2010)

Connecticut
(5/17/2010)

Florida
(5/17/2010)

Louisiana
(5/6/2016)

Massachusetts
(6/17/2021)

Nevada
(6/24/2019)

New Jersey
(5/17/2010)

IAR

New Jersey
(1/9/2018)

New York
(5/17/2010)

North Carolina
(4/25/2017)

Pennsylvania
(7/20/2017)

Rhode Island
(7/21/2017)

South Carolina
(1/13/2015)

Texas
(10/19/2015)

Vermont
(5/13/2019)

Virginia
(1/3/2022)

Wisconsin
(9/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/8/1998

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/30/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

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Contact information

Main Address

32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410

Mailing Address

Phone number

(201) 476-0029

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NPA ASSET BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,855
AUM (Assets Under Management)	$ 1,009,851,764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric A. Bicknese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Arthur Bicknese's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE PLANNING ASSOCIATES INC.

NPA ASSET MANAGEMENT, LLC

REGAL ADVISORY SERVICES, INC.

REGAL SECURITIES, INC.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

NEW WORLD FINANCIAL, INC.

PACIFIC CONTINENTAL SECURITIES CORPORATION

FIRST LIBERTY INVESTMENT GROUP, INC.

PACIFIC CONTINENTAL SECURITIES CORPORATION

THE CAMELOT GROUP, INC.

DANALLEN INVESTMENT GROUP INC.

MORGAN GRANT CAPITAL CORP.

INVESTORS ASSOCIATES, INC.

Primary Firm SEC Registration

NPA ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2003

Series 63

Date: 1/14/1997

SIE

Date: 10/1/2018

Series 7

Date: 12/23/1996

Series 4

Date: 12/8/1998

Series 24

Date: 9/30/1997

FINRA

Current Firm

NPA ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NPA ASSET MANAGEMENT, LLC

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