MW
Mary T. Walsh
GWN SECURITIES
Palm Beach Gardens, FL 33418-3764
Some features on this profile are disabled
CRD#: 2829444
MW
Professional summary
Mary Therese Walsh, who also goes by Terri Walsh, Mary Therese Walshblum, is a registered financial advisor currently at GWN SECURITIES INC. located in Palm Beach Gardens, Florida and MONEY CONCEPTS CAPITAL CORP located in Palm Beach Gardens, Florida.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Mary has worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Terri Walsh | Mary Therese Walshblum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Money Concepts Capital Corp., CCO, investment related, 60% time spent on activity during securities hrs. 2. Money Concepts International, Inc., Senior VP, investment related, 1-10% time spent on activity during securities hrs. 3. GWN Marketing, Inc., Director, investment related, 1-10% time spent on activity during securities hrs. 4. Secretary of the Icon Home Board, since 9/28/2024, 200 Inlet Way, Palm Beach Gardens, FL 33404. Non-investment related, 1-10% time spent on activity during non-securities hrs. 2 Total hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Therese Walsh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary Therese Walsh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2004 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #2: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Current
January 29, 2004 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #2: 11440 Jog Road, Palm Beach Gardens, FL 33418Office #3: 11440 Jog Road, Palm Beach Gardens, FL 33418RIA
BD
CRD#: 12963
Palm Beach Gardens, FL
Current
July 1, 2019 - Present
WIN ADVISORS, INC
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764RIA
CRD#: 300351
Palm Beach Gardens, FL
Current
December 12, 1996 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #2: 11440 Jog Road, Palm Beach Gardens, FL 33418Office #3: 11440 Jog Road, Palm Beach Gardens, FL 33418RIA
BD
CRD#: 12963
Palm Beach Gardens, FL
Current
January 20, 2004 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #2: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/24/2002)
RR
Alaska(6/19/2007)
RR
Arizona(1/24/2002)
RR
Arkansas(1/24/2002)
RR
California(1/24/2002)
RR
Colorado(1/24/2002)
RR
Connecticut(1/24/2002)
RR
Delaware(1/23/2004)
RR
District of Columbia(6/19/2007)
RR
Florida(12/17/1996)
IAR
Florida(1/29/2004)
RR
Georgia(1/24/2002)
RR
Hawaii(1/24/2002)
RR
Idaho(1/24/2002)
RR
Illinois(1/24/2002)
RR
Indiana(1/24/2002)
RR
Iowa(1/24/2002)
RR
Kansas(1/24/2002)
RR
Kentucky(1/24/2002)
RR
Louisiana(1/25/2002)
RR
Maine(1/25/2002)
RR
Maryland(1/24/2002)
RR
Massachusetts(1/24/2002)
RR
Michigan(1/24/2002)
RR
Minnesota(1/24/2002)
RR
Mississippi(1/24/2002)
RR
Missouri(1/24/2002)
RR
Montana(1/24/2002)
RR
Nebraska(1/24/2002)
RR
Nevada(1/24/2002)
RR
New Hampshire(1/24/2002)
RR
New Jersey(1/24/2002)
RR
New Mexico(1/24/2002)
RR
New York(1/24/2002)
RR
North Carolina(2/20/2004)
RR
North Dakota(1/24/2002)
RR
Ohio(2/19/2004)
RR
Oklahoma(1/24/2002)
RR
Oregon(1/24/2002)
RR
Pennsylvania(1/24/2002)
RR
Rhode Island(1/24/2002)
RR
South Carolina(1/24/2002)
RR
South Dakota(1/24/2002)
RR
Tennessee(3/30/2023)
RR
Texas(1/24/2002)
IAR
Texas(12/19/2005)
RR
Utah(1/24/2002)
RR
Vermont(1/25/2002)
RR
Virginia(2/19/2004)
RR
Washington(1/24/2002)
RR
West Virginia(1/24/2002)
RR
Wisconsin(1/24/2002)
RR
Wyoming(1/24/2002)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
