AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JB

John E. Bradley

Some features on this profile are disabled
CRD#: 28294
JB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Edward Bradley was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1970. John had worked at 10 firms and has passed the Series 63, Series 1, Series 27 and Series 40 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 14, 1983 - December 28, 1990

TRI-BRADLEY INVESTMENTS

BD
CRD#: 14208
Past

November 17, 1982 - January 3, 1984

ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.

BD
CRD#: 8350
DENVER, CO
Past

May 6, 1981 - September 12, 1983

VANTAGE SECURITIES OF COLORADO, INC.

BD
CRD#: 8622
Past

August 24, 1977 - June 1, 1981

FIRST FINANCIAL SECURITIES, INC.

BD
CRD#: 6758
Past

March 28, 1977 - September 27, 1977

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096
Past

April 8, 1974 - April 3, 1978

DOUGLASS & CO. INCORPORATED

BD
CRD#: 6408
Past

October 9, 1973 - May 19, 1974

SHEARSON, HAMMILL & CO., INCORPORATED

BD
CRD#: 766
Past

January 19, 1973 - October 24, 1973

PIPER SANDLER & CO.

BD
CRD#: 665
Past

May 12, 1972 - June 19, 1972

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
Past

May 1, 1970 - February 19, 1973

BACHE & CO INCORPORATED

BD
CRD#: 7058

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/15/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 4/27/1970
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/20/1985
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 6/25/1976
Registered Principal Examination

Current Firm

TI
TRI-BRADLEY INVESTMENTS
BRADLEY & ASSOCIATES, INC. | TRI-BRADLEY INVESTMENTS | TRI FUND SECURITIES CORPORATION

CRD#: 14208 / SEC#: , 8-30394

BD
Expelled by FINRA on 12/28/1990
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 08/02/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRI-BRADLEY INVESTMENTS

CRD#: 14208

TRUST BUT VERIFY

Monitor John Bradley

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics