James H. Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Harris Jenkins, who also goes by Jim Jenkins, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2010 - August 7, 2012
NAVIAN CAPITAL SECURITIES LLC
June 19, 2008 - April 23, 2009
COREBRIDGE CAPITAL SERVICES, INC.
October 8, 2007 - April 10, 2008
KEY INVESTMENT SERVICES LLC
December 7, 2000 - October 30, 2006
FORESIDE DISTRIBUTION SERVICES, L.P.
March 27, 1999 - May 1, 2000
FIFTH THIRD SECURITIES, INC.
April 23, 1997 - March 27, 1999
FIFTH THIRD SECURITIES, INC.
December 24, 1996 - March 25, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NAVIAN CAPITAL SECURITIES LLC
CRD#: 145037 / SEC#: , 8-67695
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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