Scott E. Henderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Eric Henderson, who also goes by Scott Eric Henderson, Scott E Henderson, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1996. Scott had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2023 - September 17, 2026
P.J. ROBB VARIABLE, LLC
April 15, 2021 - May 9, 2023
BRIGHTHOUSE SECURITIES, LLC
April 1, 2019 - February 4, 2021
COREBRIDGE CAPITAL SERVICES, INC.
January 24, 2013 - April 1, 2019
THE LEADERS GROUP, INC.
June 4, 2009 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
April 26, 2006 - May 27, 2009
THE LEADERS GROUP, INC.
August 23, 2005 - April 20, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
May 29, 2002 - September 1, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 30, 1999 - January 26, 1998
CITIGROUP GLOBAL MARKETS INC.
July 30, 1999 - May 15, 2002
CITIGROUP GLOBAL MARKETS INC.
January 9, 1998 - August 20, 1999
UBS FINANCIAL SERVICES INC.
April 18, 1997 - January 26, 1998
CITIGROUP GLOBAL MARKETS INC.
December 23, 1996 - March 3, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD /MANAGER | 2232934 |
| MARSHALL, DARRYL KEVIN | SECRETARY, VICE PRESIDENT/MANAGER | 2508479 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / MANAGER | 4668892 |
| SANTELL, CHRISTY CAROL | ASSISTANT PRINCIPAL OPERATIONS OFFICER | 6272704 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
