Lori J. Pajeau
Professional summary
Lori Jean Pajeau, who also goes by Lori J Gudas, Lori Jean Gudas, is a registered financial professional currently at BROOKLIGHT PLACE SECURITIES, INC. located in Fountain Hills, Arizona.
Lori is registered as a RR (Registered Representative) and started their career in finance in 1996. Lori has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Jean Pajeau's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2003 - Present
BROOKLIGHT PLACE SECURITIES, INC.
Office #1: 16930 E. Palisades Blvd Suite 100-d, Fountain Hills, AZ 85268January 22, 2002 - August 6, 2003
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
June 1, 1999 - October 4, 2001
FIRST VARIABLE CAPITAL SERVICES, INC.
March 30, 1999 - October 26, 2001
IAC SECURITIES, INC.
December 19, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 19, 1996 - February 1, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/20/2003)
Exams
FINRA
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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