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Mckyle Clyburn

CRD# 2829182·Registered 1998 - 2007
Suspended: Mckyle Clyburn was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Mckyle Clyburn, who also goes by James M Clyburn II, James Mckyle Clyburn Ii, was a registered financial advisor. Mckyle was a previously registered financial professional and started their career in finance 1998 - 2007. Mckyle had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James M Clyburn Ii, James Mckyle Clyburn Ii

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Staten Island, NY
March 7, 2007 - June 19, 2007
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.·CRD# 40096
BD
New York, NY
February 6, 2007 - April 5, 2007
GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
September 7, 2006 - January 19, 2007
GRANTA CAPITAL GROUP LLC·CRD# 114657
BD
New York, NY
January 22, 2003 - September 27, 2006
THE THORNWATER COMPANY, L.P.·CRD# 36195
BD
New York, NY
June 7, 2000 - January 27, 2003
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
June 10, 1999 - June 22, 2000
THE THORNWATER COMPANY, L.P.·CRD# 36195
BD
New York, NY
January 1, 1999 - June 24, 1999
KLEIN, MAUS & SHIRE INC.·CRD# 20527
BD
New York, NY
August 12, 1998 - November 25, 1998

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Current Firm

GF
GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC | NAPEX FINANCIAL CORPORATION | NAPEX FINANCIAL CORP. | GUNNALLEN WEALTH MANAGEMENT

CRD#: 17609 / SEC#: 8-35508
BD
Terminated by SEC on 06/11/2010

Contact Information

Established

Florida since 01/15/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GUNNALLEN HOLDINGS, INC.SHAREHOLDER—
DANIELS, KEVIN CHRISTIANEVP OF TRADING, CHIEF COMPLIANCE OFFICER2041956
KRAUS, FREDERICK OSCAR JRPRESIDENT, CFO, FINOP1393886

Disclosures

Regulatory Event

17

Arbitration

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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