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GP

Guillermo A. Parodi

MARIVA CAPITAL MARKETS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2829165
GP

Professional summary

Guillermo Andres Parodi, who also goes by Meme Parodi, is a registered financial professional currently at MARIVA CAPITAL MARKETS, LLC located in Miami, Florida.

Guillermo is registered as a RR (Registered Representative) and started their career in finance in 1996. Guillermo has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Meme Parodi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Guillermo Andres Parodi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 31, 2013 - Present

MARIVA CAPITAL MARKETS, LLC

Office #1: 150 Se 2nd Avenue Suite Ph3, Miami, FL 33131Office #2: 150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
BD
CRD#: 156171
Miami, FL
Past

October 6, 2009 - February 18, 2011

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
MONTEVIDEO,
Past

November 15, 2004 - November 16, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 27, 2000 - November 18, 2004

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
SAN JUAN, PR
Past

January 13, 1998 - November 19, 1998

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
NEW YORK, NY
Past

February 20, 1997 - September 15, 1997

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
NEW YORK, NY
Past

November 20, 1996 - December 23, 1996

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/12/2021)
RR
Connecticut
(1/15/2021)
RR
Florida
(6/26/2013)
RR
Illinois
(2/6/2014)
RR
Massachusetts
(5/14/2021)
RR
Minnesota
(5/17/2021)
RR
New Jersey
(8/20/2013)
RR
New York
(1/16/2021)
RR
Pennsylvania
(1/20/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 6/11/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 7/29/1997
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/20/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MARIVA CAPITAL MARKETS, LLC
MARIVA CAPITAL MARKETS, LLC

CRD#: 156171 / SEC#: , 8-68774

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
Mailing Address
150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
Phone number
(305) 712-6919
Established
Florida since 04/13/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARIVA HOLDING GROUP, LLCSHAREHOLDER
GONZALEZ, CARLOS JAVIERCCO4294205
PARODI, GUILLERMO ANDRESCEO2829165
SINGER, STEVEN FREDERICFINOP2360737

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARIVA CAPITAL MARKETS, LLC

CRD#: 156171Miami, FL 33131

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