John C. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christian King was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2012 - May 19, 2014
CONCERT WEALTH MANAGEMENT
June 1, 2009 - December 8, 2010
MORGAN STANLEY
June 1, 2009 - December 8, 2010
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 5, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
June 5, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
November 6, 1998 - April 30, 1999
B. RILEY SECURITIES, INC.
December 2, 1996 - October 28, 1998
D.E. FREY & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONCERT WEALTH MANAGEMENT
CRD#: 141253 / SEC#: 801-67992
Contact information
Red Flags
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