John C. Widen
Professional summary
John Christian Widen, who also goes by Christian Widen, is a registered financial professional currently at OSAIC WEALTH, INC. located in Scottsdale, Arizona.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Christian Widen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255August 13, 2024 - June 12, 2025
LPL FINANCIAL LLC
March 6, 2014 - May 22, 2023
CHARLES SCHWAB & CO., INC.
June 12, 2013 - February 18, 2014
LPL FINANCIAL LLC
April 29, 2011 - November 20, 2012
PERSHING ADVISOR SOLUTIONS LLC
June 8, 2010 - April 7, 2011
RBC CAPITAL MARKETS, LLC
June 8, 2010 - April 7, 2011
RBC CAPITAL MARKETS, LLC
June 13, 2007 - December 31, 2008
J.P. MORGAN CLEARING CORP.
June 13, 2007 - June 8, 2010
J.P. MORGAN SECURITIES LLC
October 10, 2000 - May 11, 2007
FIDELITY BROKERAGE SERVICES LLC
July 6, 2000 - September 21, 2000
WELLS FARGO CLEARING SERVICES, LLC
April 27, 1998 - July 5, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 20, 1997 - December 31, 1997
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/29/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
