Michael W. Cohen

GLASS JACOBSON WEALTH ADVISORS

OWINGS MILLS, MD 21117

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CRD#: 2828880

Professional summary

Michael Wayne Cohen is a registered financial advisor currently at GLASS JACOBSON WEALTH ADVISORS located in Owings Mills, Maryland and OSAIC WEALTH, INC. located in Owings Mills, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. APPOINTMENT WITH MULTIPLE CARRIERS; NOT INVESTMENT RELATED; VARIED; INSURANCE; AGENT; 2000; 0HRS/MO; 0HRS/DAY; COMP GOES TO GLASS JACOBSON; SUPERVICE DEPARTMENT; 2. CARBROOKE ENTERPRISES, LLC; NOT INVESTMENT RELATED; 10711 RED RUN BLVD, OWINGS MILLS, MD 21117; RENTAL PROPORITY; MEMBER; 2005; 0HRS/MO; 0HRS/DAY; NOT COMPENSATED; BOOKKEEPING; 3. CHARLES SCHWAB; INVESTMENT REALTED; 1958 SUMMIT PARK PLACE #400 ORLANDO FL 32810; PERSONAL INVESTENT HOLDING CO; OWNER; 2002; 0HRS/MONTH; NOT COMPENSATED; PERSONAL INVESTENTS; 4. Carli Enterprises,LLC;not investment related;10711 Red Run Blvd,Ste 101,Owings Mills,MD 21117;residential real estate rental;managing member;4/1/2012;1 hr/month;0 hrs during trading;collect rent,pay mortgage & related bills,maintain accounting & tax reporting 5. Glass Jacobson Investment Advisors, LLC/DBA 401kbuddy;investment related; 10711 Red Run Blvd, Ste 101, Owings Mills, MD 21117; Retirement Plan Participant Education Tool;partner;08/01/2018;2 hrs/mth;2 hrs during trading;manage sales of product 6. DENMORE G ENTERPRISES INC POSITION: President, shareholder NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2021 ADDRESS: 2305 Caves Road, Owings Mills MD 21117, United States DESCRIPTION: subcontract (1099 NEC revenue) accounting services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Wayne Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2000 - Present

GLASS JACOBSON WEALTH ADVISORS

Office #1: 10711 Red Run Blvd Suite 101, Owings Mills, MD 21117

RIA

CRD#: 120141

OWINGS MILLS, MD

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 10055 Red Run Blvd Suite 160, Owings Mills, MD 21117

RIA

CRD#: 23131

Owings Mills, MD

Past

January 10, 2001 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Owings Mills, MD

Past

January 12, 2000 - January 22, 2001

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLASS JACOBSON WEALTH ADVISORS

GLASS JACOBSON FINANCIAL GROUP | GLASS JACOBSON WEALTH ADVISORS | GLASS JACOBSON INVESTMENT ADVISORS, LLC

CRD#: 120141 / SEC#: 801-62867

RIA

Registered Investment Advisory firm - (3/12/2004 Approved)

Maryland

Registered Investment Advisory firm - (4/1/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/23/2024)

Arkansas
(8/23/2024)

California
(8/23/2024)

Delaware
(8/23/2024)

District of Columbia
(8/23/2024)

Florida
(8/23/2024)

Georgia
(8/23/2024)

Hawaii
(8/23/2024)

Kentucky
(8/23/2024)

IAR

Maryland
(8/16/2000)

Maryland
(8/23/2024)

New Jersey
(8/23/2024)

New York
(8/23/2024)

North Carolina
(8/23/2024)

Ohio
(8/23/2024)

Pennsylvania
(8/23/2024)

South Carolina
(5/1/2025)

Texas
(8/23/2024)

Virginia
(8/23/2024)

West Virginia
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/30/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/7/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/10/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GLASS JACOBSON WEALTH ADVISORS

GLASS JACOBSON FINANCIAL GROUP | GLASS JACOBSON WEALTH ADVISORS | GLASS JACOBSON INVESTMENT ADVISORS, LLC

CRD#: 120141 / SEC#: 801-62867

RIA

Registered Investment Advisory firm - (3/12/2004 Approved)

Maryland

Registered Investment Advisory firm - (4/1/2004 Terminated)

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Contact information

Main Address

10055 Red Run Blvd Suite 160, Owings Mills, MD 21117

Mailing Address

702 King Farm Blvd Suite 610, Rockville, MD 20850

Phone number

(410) 356-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GJW ADVISORS (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,651
AUM (Assets Under Management)	$ 904,069,809

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/16/2025	Cover Page	Report
01/02/2024	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael W. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Wayne Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

GLASS JACOBSON WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2001

Series 65

Date: 10/7/1999

SIE

Date: 10/1/2018

Series 6

Date: 1/10/2000

FINRA

Current Firm

GLASS JACOBSON WEALTH ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLASS JACOBSON WEALTH ADVISORS

TRUST BUT VERIFY

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