Alexander L. Raybin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Louis Raybin was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1996. Alexander had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2016 - October 26, 2017
WBB SECURITIES, LLC
November 17, 2016 - October 26, 2017
WBB SECURITIES, LLC
April 15, 2014 - October 31, 2016
COINBASE CAPITAL MARKETS CORP
April 14, 2014 - October 31, 2016
COINBASE CAPITAL MARKETS CORP
October 2, 2012 - January 20, 2014
SECURITIES AMERICA ADVISORS, INC.
October 2, 2012 - January 20, 2014
SECURITIES AMERICA, INC.
November 18, 2011 - October 2, 2012
FINANCIAL WEST GROUP
November 17, 2011 - October 2, 2012
FINANCIAL WEST GROUP
August 26, 2008 - November 21, 2011
TORREY PINES SECURITIES, INC.
August 26, 2008 - November 21, 2011
TORREY PINES SECURITIES, INC.
September 22, 2004 - August 26, 2008
SECURIAN FINANCIAL SERVICES, INC.
September 21, 2004 - August 26, 2008
SECURIAN FINANCIAL SERVICES, INC.
December 17, 2002 - August 6, 2004
1ST DISCOUNT BROKERAGE, INC.
August 21, 2002 - December 10, 2002
1ST DISCOUNT BROKERAGE, INC.
July 30, 1998 - August 21, 2002
ACUMENT SECURITIES, INC.
December 6, 1996 - June 9, 1998
THE HERITAGE GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WBB SECURITIES, LLC
CRD#: 118440 / SEC#: , 8-53660
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROZAK, DEJEAN & ASSOCIATES, LLC | OWNER | |
| BROZAK, STEPHEN GILBERTPAUL III | PRESIDENT, CEO, MANAGING MEMBER | 1539206 |
| MILLER, MATTHEW | TRADING PRINCIPAL, MUNICIPAL SECS PRINCIPAL, OPTIONS PRINCIPAL | 2229977 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 2210435 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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