Amy J. Holland
Professional summary
Amy Jo Holland, who also goes by Amy Holland, Amy J Holland-giustizia, Amy Jo Holland-giustizia, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Amy is registered as a RR (Registered Representative) and started their career in finance in 1997. Amy has worked at 13 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy Jo Holland's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2025 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135January 3, 2022 - January 21, 2025
INVESTMENT DISTRIBUTORS, INC.
September 14, 2018 - January 3, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 21, 2017 - July 12, 2018
CETERA INVESTMENT SERVICES LLC
April 19, 2011 - December 31, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
December 5, 2007 - January 3, 2011
LIBERTY LIFE SECURITIES LLC
May 22, 2006 - December 31, 2007
LIBERTY LIFE DISTRIBUTORS LLC
February 22, 2005 - July 6, 2005
EQUITABLE ADVISORS, LLC
July 17, 2002 - September 17, 2003
ADVANCED PLANNING SECURITIES, INC.
June 19, 2000 - February 27, 2001
HSBC BROKERAGE (USA) INC.
May 5, 2000 - June 10, 2002
IFMG SECURITIES, INC.
June 6, 1998 - June 19, 2000
REPUBLIC FINANCIAL SERVICES CORPORATION
January 14, 1997 - June 12, 1998
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2025)
(2/21/2025)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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