Glenn P. Mcisaac
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Patrick Mcisaac, who also goes by Glenn P Mcisaac, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1996. Glenn had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2010 - January 2, 2020
LORD ABBETT DISTRIBUTOR LLC
November 20, 2006 - November 10, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
June 4, 2004 - December 31, 2006
SANFORD C. BERNSTEIN & CO., LLC
December 18, 1998 - May 27, 2004
CITIGROUP GLOBAL MARKETS INC.
April 16, 1998 - December 18, 1998
CITICORP SECURITIES, INC.
December 23, 1996 - June 20, 1997
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LORD ABBETT DISTRIBUTOR LLC
CRD#: 530 / SEC#: , 8-216
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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