Geoff Macdonald
Professional summary
Geoff Macdonald, who also goes by Geoffrey Colm Macdonald, is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.
Geoff is registered as a RR (Registered Representative) and started their career in finance in 1997. Geoff has worked at 5 firms and has passed the Series 63, Series 7TO, Series 82TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Geoff Macdonald's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2022 - Present
FNEX CAPITAL, LLC
Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204September 13, 2004 - August 13, 2007
MIZUHO SECURITIES USA LLC
July 22, 1998 - July 9, 2004
BARCLAYS CAPITAL INC.
August 28, 1997 - June 18, 1998
UBS CAPITAL MARKETS L.P.
April 24, 1997 - June 30, 1997
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2022)
(3/14/2022)
(3/15/2022)
(3/14/2022)
Exams
Series 7TO
Date: 5/15/2022
General Securities Representative ExaminationSeries 82TO
Date: 3/14/2022
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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