PA
Paul M. Adelson
JOHN HANCOCK DISTRIBUTORS LLC
Boston, MA 02116
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CRD#: 2828420
PA
Professional summary
Paul Matthew Adelson, CFP® is a registered financial advisor currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1997. Paul has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Paul Matthew Adelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
March 16, 2015 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116BD
CRD#: 5249
Boston, MA
Past
July 29, 2014 - February 11, 2015
MERCAP SECURITIES, LLC
BD
CRD#: 156607
ATLANTA, GA
Past
April 8, 2011 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
DENVER, CO
Past
October 15, 2010 - January 5, 2011
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
HOUSTON, TX
Past
April 6, 2010 - October 15, 2010
ST JOHNS WEALTH MANAGEMENT
RIA
CRD#: 105564
DENVER, CO
Past
February 19, 2009 - January 5, 2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
DENVER, CO
Past
October 31, 2007 - January 13, 2009
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
January 13, 2005 - October 12, 2007
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
January 30, 2002 - November 30, 2004
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
October 14, 1997 - November 1, 2001
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/28/2015)
RR
Alaska(6/30/2015)
RR
Arizona(7/16/2015)
RR
Arkansas(6/30/2015)
RR
California(6/30/2015)
RR
Colorado(3/16/2015)
RR
Connecticut(7/2/2015)
RR
Delaware(7/1/2015)
RR
District of Columbia(7/1/2015)
RR
Florida(7/2/2015)
RR
Georgia(7/10/2015)
RR
Hawaii(6/30/2015)
RR
Idaho(6/30/2015)
RR
Illinois(7/1/2015)
RR
Indiana(7/2/2015)
RR
Iowa(6/30/2015)
RR
Kansas(7/6/2015)
RR
Kentucky(7/1/2015)
RR
Louisiana(7/2/2015)
RR
Maine(7/6/2015)
RR
Maryland(7/1/2015)
RR
Massachusetts(3/19/2015)
RR
Michigan(7/1/2015)
RR
Minnesota(7/1/2015)
RR
Mississippi(7/14/2015)
RR
Missouri(7/9/2015)
RR
Montana(7/1/2015)
RR
Nebraska(6/30/2015)
RR
Nevada(7/14/2015)
RR
New Hampshire(7/1/2015)
RR
New Jersey(7/2/2015)
RR
New Mexico(7/1/2015)
RR
New York(7/1/2015)
RR
North Carolina(7/2/2015)
RR
North Dakota(6/30/2015)
RR
Ohio(7/1/2015)
RR
Oklahoma(7/2/2015)
RR
Oregon(7/2/2015)
RR
Pennsylvania(7/1/2015)
RR
Rhode Island(7/1/2015)
RR
South Carolina(7/1/2015)
RR
South Dakota(7/1/2015)
RR
Tennessee(7/2/2015)
RR
Texas(7/1/2015)
RR
Utah(6/30/2015)
RR
Vermont(7/6/2015)
RR
Virginia(7/1/2015)
RR
Washington(7/6/2015)
RR
West Virginia(7/2/2015)
RR
Wisconsin(7/1/2015)
RR
Wyoming(7/1/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK DISTRIBUTORS LLC
JOHN HANCOCK DISTRIBUTORS LLC | MANULIFE FINANCIAL SECURITIES LLC | MANEQUITY, INC.
CRD#: 5249 / SEC#: , 8-15826
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
200 Berkeley Street, Boston, MA 02116
Phone number
(617) 663-3021
Established
Delaware since 08/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
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