Michael M. Schiff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Maurice Schiff, who also goes by Michael M Schiff, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2015 - December 8, 2017
REVERE SECURITIES LLC
May 2, 2012 - July 3, 2013
ESSEX NATIONAL SECURITIES, LLC
June 16, 2010 - July 11, 2011
CHASE INVESTMENT SERVICES CORP.
June 7, 2006 - April 3, 2009
WJB CAPITAL GROUP, INC.
January 26, 1999 - February 9, 2006
MORGAN KEEGAN & COMPANY, LLC
April 3, 1998 - January 21, 1999
CANTOR FITZGERALD SECURITIES
December 5, 1996 - January 21, 1999
MINT BROKERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/9/1999
Limited Representative-Equity Trader ExamCurrent Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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