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Andrew George Judson

CRD# 2828249·Registered 1997 - 2013
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew George Judson, who also goes by Andrew George Judson, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1997 - 2013. Andrew had worked at 2 firms and has passed the Series 63 and Series 37 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew George Judson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years registered in the securities industry

Current & Past Employments

Past

FIRSTENERGY CAPITAL (USA) CORP.Past·CRD# 37665
BD
Calgary, Ab
May 27, 2009 - March 18, 2013
TRISTONE CAPITAL (U.S.A.) INC.Past·CRD# 119223
BD
Calgary
November 19, 2002 - May 9, 2007
FIRSTENERGY CAPITAL (USA) CORP.Past·CRD# 37665
BD
Calgary, Ab
February 21, 1997 - September 3, 2002

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Current Firm

FC
FIRSTENERGY CAPITAL (USA) CORP.

FIRSTENERGY CAPITAL (USA) CORP.

CRD#: 37665 / SEC#: 8-47871
BD
Terminated by SEC on 04/14/2017

Contact Information

Firm Type

Corporation

Fiscal Year End

August

Documents

Direct owners and executive officers

NamePositionCRD#
FIRSTENERGY CAPITAL HOLDINGS CORP.SHAREHOLDER, PARENT COMPANY—
DAVIDSON, JAMES WALKERDIRECTOR1999975
HENRY, CHANDRA ANN MRS.CHIEF FINANCIAL OFFICER4877597
QUINN, DIANACHIEF COMPLIANCE OFFICER5717885
WALLIS, RUBY FRANCESCHIEF OPERATING OFFICER4319407

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2003About the Series 63 exam

Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)

Passed Feb 1997

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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