Andrew G. Judson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew George Judson, who also goes by Andrew George Judson, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1997. Andrew had worked at 2 firms and has passed the Series 63 and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2009 - March 18, 2013
FIRSTENERGY CAPITAL (USA) CORP.
November 19, 2002 - May 9, 2007
TRISTONE CAPITAL (U.S.A.) INC.
February 21, 1997 - September 3, 2002
FIRSTENERGY CAPITAL (USA) CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 2/6/1997
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
FIRSTENERGY CAPITAL (USA) CORP.
CRD#: 37665 / SEC#: , 8-47871
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
