Joel S. Pear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Shelly Pear, who also goes by Joel S Pear, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1997. Joel had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 31 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2014 - October 13, 2017
MULTI-BANK SECURITIES, INC.
November 8, 2011 - December 11, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 7, 2006 - August 1, 2011
CU INVESTMENT SOLUTIONS LLC
January 3, 2005 - October 2, 2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 18, 2003 - January 12, 2005
BALANCE SHEET SOLUTIONS LLC
January 8, 1997 - August 19, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
