Chad Z. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Zachary Ryan, CFP®, who also goes by Chad Z Ryan, was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 1997. Chad had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2016 - May 6, 2016
HARBOR LIGHT INVESTMENT ADVISORS, LLC
January 7, 2016 - May 6, 2016
HARBOR LIGHT SECURITIES, LLC
October 30, 1998 - April 22, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 27, 1998 - April 22, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 1997 - October 14, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
HARBOR LIGHT INVESTMENT ADVISORS, LLC
CRD#: 154599 / SEC#:
Contact information
Red Flags
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